19th Annual Regulatory Compliance for Financial Institutions

Learn how to meet and exceed the regulators’ expectations without sacrificing budget.

Proven Solutions to Meet Your Most Challenging Compliance Issues and Exceed Regulatory Expectations

With increasing pressure on financial institutions to assess, monitor and mitigate regulatory and operational risks – achieving a cost effective compliance strategy can be challenging.

Attend The Canadian Institute’s 19th Annual Regulatory Compliance for Financial Institutions conference and gain key strategies to manage the rapidly evolving global regulatory landscape by:

  • Establishing a plan to meet OSFI’s new corporate governance requirements
  • Preparing for regulatory changes to the Anti-Money Laundering regime
  • Understanding the risks of non-compliance with the Canadian Anti-Spam Legislation (CASL)
  • Implementing customized social media and Bring Your Own Device (BYOD) policies
  • Identifying risk mitigation strategies for seamless adoption of new technologies
  • Adopting compliance solutions to address challenges with emerging payments and new card systems
  • Navigating the hurdles preventing you from achieving compliance with FATCA

And much more

Hear from all 5 big banks in Canada and others including:

CIBC  ●  TD Bank  ●  Scotiabank  ●  AMEX Bank of Canada  ●  Travelers  ●  Manulife Financial  ● ATB Financial  ●  RBC Law Group  ●  BMO Financial Group  ●  JPMorgan Chase Bank  ●  HSBC Financial Canada

Maureen Bell
Vice President Compliance
CIBC

Blair Morrison
SVP, Deputy General Counssel and
Chief Compliance Officer
BMO Financial Group

Vlasios Melessanakis
Director, Policy Development
Office of the Superintendent
of Financial Institutions

Michael Pawliw
Regional Director, Compliance
Central Region
FINTRAC

John Rossi
Director
Compliance & Enforcement Branch
Financial Consumer Agency of Canada

David Goodis
Director of Legal Services
and General Counsel
Information and Privacy Commissioner of Ontario

Plus, refresh your skills and maximize your learning experience by attending the practical and in-depth workshops on:

Compliance 101: Fundamentals of the Canadian Regulatory Framework
Creating a Cost-Effective Compliance Program for Smaller Scale Financial Institutions
Managing Key High Risk Compliance Areas Through a Collaborative Enterprise-Wide Communication Strategy
       

Secure your seat and register now 

Secure your place at this industry event to learn from the experts and stay compliant stay compliant with the evolving and increasing regulatory demands.

Call 1-877-927-7936, email customerservice@canadianinstitute.com or register online.

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