Prepare to Meet Your Increasingly Complex and Expanding Regulatory Demands and Stay Compliant – Solutions for FIs of Varying Sizes and Resources!

Attend The Canadian Institute’s 20th anniversary edition of Regulatory Compliance for Financial Institutions, and learn how to exceed the expectations of regulators, guard against perennial and emerging threats, and insulate your organization against the negative business effects of compliance breaches.

Speaker Spotlight:

Maureen Bell
Vice President Compliance

Carolyn Ibele
Compliance Manager, AML & Compliance Division
Office of the Superintendent of Financial Institutions

Wendy Rintoul
Director, Legal, Corporate & Compliance Group
BMO Financial Group

Teresa Frick
Director, Compliance and Enforcement Branch
Financial Consumer Agency of Canada

Joan Bentley
Director, Regulatory Compliance Assessment Program
AML & Compliance Division
Office of the Superintendent of Financial Institutions

Learn best practices from representatives of all Big Five domestic banks and other leading financial institutions, to meet and exceed regulatory expectations.

Benchmark your compliance programs with guidance from industry-leading compliance, risk management,
in house counsel and audit professionals from the Big 5 banks, smaller institutions, credit unions and insurers, as well as future trends directly from the regulators to shape the way you conduct business. 


  • How to achieve optimum performance through effectiveness testing
  • Strategies to comply with evolving corporate governance regulations
  • Leveraging advancing technologies and outsourcing for streamlined data management
  • Assessing your cybersecurity risk and superior privacy compliance
  • Keeping pace with key regulations post-implementation – CASL and FATCA

Enhance your conference experience with these practical learning sessions:

Refresh your knowledge of the essentials to maximize your conference experience by attending the workshop on The Fundamentals: Building Blocks for Solid Regulatory Compliance

Be equipped with the tools necessary to build a sound compliance program with  the session on Planning, Implementing and Evaluating of Your Regulatory Compliance Programs (formerly LCM)

Highlights include:

  • Obtain proven strategies from industry leaders to develop superior in-house compliance programs
  • Implement best practices to face new Regulatory Compliance Management obligations
  • Prepare for the influx of data management responsibilities accompanying stricter ATF and AMF regulations
  • Gain in-depth knowledge on how to remain compliant with evolving privacy, security and data breach requirements
  • Improve your operational and business efficiency by benchmarking your programs against those of key industry stake-holders
  • Develop solid governance practices with a focus on OSFI Guidance and subsidiary issues

Secure your seat and register now.  

Secure your place at this industry event to learn from the experts and stay compliant with the evolving and increasing regulatory demands.

Call 1-877-927-7936, email us or register online.

What have past attendees said about this event?

 “Great topics.  Great delivery.  Good enthusiasm.”
Luigi Nieto Giovanini, Senior Manager, Basel Compliance, Scotiabank
Regulatory Compliance for Financial Institutions, November 2012

“Very engaging speakers.  Material highly relevant.”
Tiffany French, Senior Director, Business Compliance, President’s Choice Financial
Regulatory Compliance for Financial Institutions, November 2012

“I, along with my employer, agreed that this conference would be a great avenue to gather information and learnings since I am new to my position….”
Mary Marchegiani, Manager, Regulatory Compliance, ICICI Bank Canada
Regulatory Compliance for Financial Institutions, November 2012

“An opportunity to get updated about the latest in regulatory environment and networking.”
Arnab Sensarma, Senior Manager, Internal Audit, ICICI Bank Canada
Regulatory Compliance for Financial Institutions, November 2012

“Excellent, candid, informative.”
Mathew Wesolowski, V.P., Bridgewater Bank
Regulatory Compliance for Financial Institutions, November 2012 

“I like the comprehensive and relevant scope.”
Rosita Bhagat, Director, Compliance Audit, Scotiabank
Regulatory Compliance for Financial Institutions, November 2012

“Fundamentals Workshop: “Good overview of regulatory environment.”
Daniel Velari, Audit, TD Bank,
Regulatory Compliance for Financial Institutions, November 2012

Join the Conversation


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